Privacy Policy

PRIVACY POLICY

Washington Avenue Advisors, LLC (“WAA”) provides a variety of investment advisory and financial 

planning services to clients who have contracted for these services. As a result, we are required 

to communicate our policies related to the privacy of client information. We are committed to 

upholding the privacy of your information and we want you to know how it is protected and used to 

service your account.

 

In order to facilitate the servicing of your account, WAA may receive nonpublic personal 

information about you from the following sources:

 

»  Information we receive from you on questionnaires, applications, account opening documents or 

other forms;

»  Information about your transactions with us or others;

»  Information we receive from a consumer reporting agency; and

»  Information we received from other sources with your consent.

 

We do not disclose any nonpublic personal information about you to anyone, except as permitted by 

law. Such disclosure may include the following:

 

»  Disclosures to affiliates, including affiliated service providers (for example, insurance 

agencies for processing of variable insurance applications on your behalf);

»  Disclosures to your chosen broker-dealer firm (for example, to establish a brokerage account on  your behalf);

»  Disclosures to government agencies, securities regulators and law enforcement officials   

(for example, for tax reporting, under a court order or to protect our legal rights);

»  Disclosures to other organizations, with your consent (for example, other investment advisory 

firms in order to open a managed account with their firm or the brokerage firm they utilize); and

»  Disclosures to other persons you authorize to obtain such information (for example, a CPA who will be preparing your tax return).

 

WAA restricts access to your personal and account information to those of our employees who need to 

know that information in order to provide products or services to you. We maintain physical, 

electronic, and procedural safeguards to guard your nonpublic personal information.

 

We will continue to adhere to the privacy policies and practices as described in this notice if you 

decide to close your account(s) or become an inactive client.

 

If you have any questions concerning our privacy policies and procedures, please feel free to 

contact us.

 

Thank you,

 

Nicholas Pope

President